Ravenna, A Study by Edward Hutton
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Edward Hutton >> Ravenna, A Study
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The life of the pope was attempted by the imperial officials and the
exarch appears to have been privy to the plot. The Romans rose and
prevented the murder by slaying two of the conspirators, and when the
exarch attempted to arrest the pope the very Lombards "flocked from
all quarters" to defend him. In Ravenna itself there was revolution;
Paulus the exarch was slain it seems in 727, and Ravenna apparently
swore allegiance to the Holy See. Leo sent a fleet and an army to
chastise her; "after suffering," says Gibbon, "from the wind and wave
much loss and delay, the Greeks made their descent in the
neighbourhood of Ravenna; they threatened to depopulate the guilty
capital and to imitate, perhaps to surpass, the example of Justinian
II. who had chastised a former rebellion by the choice and execution
of fifty of the principal inhabitants. The women and clergy in
sackcloth and ashes lay prostrate in prayer; the men were in arms for
the defence of their country; the common danger had united the
factions, and the event of a battle was preferred to the slow miseries
of a siege. In a hard-fought day, as the two armies alternately
yielded and advanced, a phantom was seen, a voice was heard, and
Ravenna was victorious by the assurance of victory. The strangers
retreated to their ships, but the populous sea-coast poured forth a
multitude of boats; the waters of the Po were so deeply infected with
blood that during six years the public prejudice abstained from the
fish of the river; and the institution of an annual feast perpetuated
the worship of images and the abhorrence of the Greek tyrant."
So Gibbon, following Agnellus whose account is obscure and perhaps
altogether untrustworthy. What is certain is that Liutprand was
advancing against the empire in war; that he took Bologna and without
difficulty made himself master of the whole of the Pentapolis.
Yet the emperor took no heed. The eunuch Eutychius was appointed as
exarch. He appeared in Naples and sent orders to Rome to have the pope
murdered; but again the Roman people saved their champion and swore to
him a new allegiance. Then Eutychius turned to the Lombards.
He attempted to bribe both Liutprand and the dukes. At first he was
unsuccessful, but presently they began to listen to him. Liutprand
certainly hoped to make himself king of Italy, and it may be that it
was this which Eutychius offered him under the emperor. Moreover, he
was jealous, and not without cause, of the dukes of Spoleto and
Benevento, who had rallied to the pope, and was anxious to have them
under his feet. This, too, he may have hoped to attain as King of
Italy and the emperor's representative in Italy.
When the pope saw Liutprand march southward with the exarch he must
have known that the whole of the future depended upon the outcome of
this act. Liutprand presently encamped with his army in the plain of
Nero between the Vatican and Monte Mario. There the pope met him and,
even as Leo the Great had done upon the banks of the Mincio, and as
Gregory the Great had done upon the steps of S. Peter's, overawed the
barbarian. Liutprand laid his crown and his sword at the pope's feet
and begged, not only for his own forgiveness, but for that of the
exarch his ally. The moment of enormous danger passed, the pope
received both his enemies; but from that moment it was evident that
the Lombards were not to be trusted and must one day feel the weight
of the papal arm.
Gregory died in February 731, and was succeeded by Gregory III. who
continued his predecessor's Italian policy. The great and terrible
danger which had suddenly threatened the whole of papal policy when
Liutprand and the exarch approached one another seems to have haunted
the third Gregory. His obvious defence was to support the dukes
against Liutprand, and this he did. Liutprand marched down against him
and seized several towns in the duchy of Rome. It is now that the
future begins to declare itself. The pope in his peril, a peril that
would presently increase, made an appeal to the great Christian
champion, Charles Martel; he appealed to the Franks; in the event, as
we know, it was the Franks who saved the situation. In 740, however,
Charles Martel refused to interfere; he was the kinsman of Liutprand
and his son was a guest at the court of Pavia; that son was to be king
Pepin the Deliverer--the father of Charlemagne, the first emperor of
the restored West.
That appeal for help was in all probability not made only on account
of the threat of Liutprand against Rome. It was obvious and more and
more obvious that the imperial power in Italy was about to dissolve.
What was to take its place? The papacy? Yes, but the state of Italy,
the hostility of Liutprand, the whole attitude and condition of the
Lombards, forced upon the papacy the necessity of finding a champion,
a soldier and an army. That champion Gregory hoped to find in Charles
Martel; his successors found him in Charles's son Pepin and in
Charlemagne.
I say the appeal of the pope for help was not made only on account of
the Lombard threat against Rome. It was the sudden dissolution of the
imperial power that called it forth. In or about 737, the city of
Ravenna, as we may believe, was besieged and taken by Liutprand and
for some three years remained in his hands, till at the united prayers
of exarch and pope the Venetians fitted out a fleet and recaptured it
for the empire as we may think in 740.[1]
[Footnote 1: I follow Hodgkin, vi. p. 482 _et seq_., and Appendix F.
Cf. also for discussion as to the date, Pinton in _Archivio Veneto_
(1889), pp. 368-384, and Monticolo in _Archivio della R. S. Romana di
St. Pat_. (1892), pp. 321-365.]
We know nothing of that siege and capture and practically nothing of
the splendid victory of the Venetians. But the tremendous significance
of the fall of Ravenna, which had been the impregnable seat of the
empire in Italy since Belisarius entered it in 540, must not escape
us. Rightly understood it made necessary all that followed.
At this dramatic moment the Emperor Leo died, to be followed in 741 by
Pope Gregory and Charles Martel. Gregory was succeeded by Pope
Zacharias, who in the year of his election met Liutprand at Narni and
obtained from him the restoration of the four frontier towns he had
taken two years before. But though Rome was thus secured Ravenna was
in worse danger than ever, for Liutprand now renewed his attack upon
it and it was only the intervention of the pope in person at Pavia
that saved the city. Zacharias set forth along the Flaminian Way; at
Aquila perhaps near Rimini the exarch met him, and he entered Ravenna
in triumph, the whole city coming out to meet him. In spite of the
opposition of Liutprand he made his way to Pavia, and was successful
in persuading him to give up his attempt to take the once impregnable
city and to restore much he had captured. Liutprand was an old man;
perhaps he was not hard to persuade, for he was on the eve of his
death, which came to him in 744. His successor Hildeprand reigned for
six months and was deposed. Ratchis became king, a pious man who made
truce with the pope, and in 749 abdicated and entered a monastery.
Aistulf was chosen king, and at once turned his thoughts to Ravenna.
The crisis so long foreseen, so often prevented by the papacy, came at
last with great suddenness. In 751 Ravenna fell and the Byzantine
empire in Italy thereby came to an end.
We know nothing of this tremendous affair; we do not know whether the
great imperial city, full of all the strange wonder of Byzantium, and
heavy with the destiny of Europe, was taken suddenly by assault or
after a long siege. We know only that it fell, and that Aistulf was
master there in the year of our Lord 751.
A sort of silence followed that fall. In 752 Pope Zacharias died. His
successor was never consecrated, but died within three days of his
election and made way for Pope Stephen. In the confusion of all things
it is said that a party in Rome urged Aistulf to usurp the empire.
This was enough; it might have been, and perhaps was, expected. The
pope had his answer ready. The heir of the empire in Italy was not the
Lombard but the Holy See. Aistulf threatened to invade Roman
territory, and, indeed, occupied Ceccano in the duchy of Rome. Again
the pope had his answer. That answer was the appeal to Pepin and his
Franks. The papacy had found a champion.
X
THE PAPAL STATE
PEPIN AND CHARLEMANGE
The appeal of Stephen, which was to have for its result the
resurrection of the empire in the West and the establishment of the
papacy as a temporal power and sovereignty, was made in a letter now
lost to us, which a pilgrim on his way back to France from Rome
carried to Pepin the king of the Franks. In reply to it, the abbot of
Jumieges appeared in Rome as Pepin's ambassador to invite the pope
himself to cross the Alps.
Meantime two events occurred, which cannot but have hardened the
resolve of the pope to find a champion. These events were the
occupation of Ceccano in the duchy of Rome by Aistulf and the appeal
of the emperor to the pope that he should go to Pavia and attempt to
persuade the Lombard king to give up Ravenna and the cities he had
lately taken. The appeal of the emperor must have assured the pope, if
indeed he had any doubt about it, that the emperor, so far as Italy
was concerned, was helpless; while the occupation of Ceccano made it
doubly obvious that the Lombard intended, now that the empire was
helpless, to be absolute master throughout the peninsula.
[Illustration: Colour Plate S. GlOVANNI EVANGELISTA]
Stephen considered what course he should pursue, received two other
Prankish envoys in Rome, consented to go to Pavia on behalf of the
emperor, and determined at the same time to visit Pepin in the north.
He set out for Pavia upon October 13, 753, leaving Rome with a vast
concourse of people, which accompanied him some distance along the
Way, out of the Flaminian Gate. His mission on behalf of the empire
was naturally entirely fruitless, and early in November the pope left
Pavia with the hardly won consent of Aistulf to cross the Alps by the
Great S. Bernard--a difficult and dangerous business at that time of
year--and to meet the Frankish king at S. Maurice in the valley of the
Rhone. In the latter he was disappointed. Pepin had been called away
to deal with an incursion of the Saxons, and now awaited his amazing
visitor at Ponthion in Champagne, but he sent his son Charles,
destined to be the first emperor of the Holy Roman Empire, a hundred
miles down the long roads to meet the pope, and it was in the company
of this youthful hero that upon the Feast of the Epiphany 754 Stephen
entered Ponthion at last, and was greeted by Pepin, who cast himself
upon the ground before him and walked as his lackey beside him as he
rode.
The result of their interview is given in the _Liber Pontificalis_:
"The most blessed pope tearfully besought the said most Christian king
that by means of a treaty of peace (? with him the pope) he would
dispose of the cause of the blessed Peter and the republic of the
Romans, who by an oath there and then (de praesenti) satisfied the
most blessed pope that he would obey all his commands and admonitions
with all his strength and that it pleased him to restore by every
means the exarchate of Ravenna and the rights and territories of the
republic."[1]
[Footnote 1: As this is very important I give the original Latin
"Ibidem beatissmus Papa praefatum Christianissimum regem
lacrimabiliter deprecatus est ut per pacis foedera causam beati Petri
et reipublicarae Romanorum disponeret. Qui de praesenti jurejurando
eundem beatissimum Papam satisfecit omnibus ejus mandatis et
ammonitionibus sese totis nisibus obedire, et ut illi placitum fuerit
Exarchatum Ravennae et reipublicae jura seu loca reddere modis
omnibus."]
That winter the pope spent at S. Denis, where he solemnly crowned
Pepin and his queen, and Charles and Carloman their children,
pronouncing an anathema upon all or any who should ever attempt to
elect a king not of their house. Upon Pepin too he conferred the title
of patrician. Can it be that by this he intended the king of the
Franks to be his executor in the exarchate as the exarch had been the
executor of the emperor?[1] We do not know; but a little later a
document was drawn up in which Pepin declared and enumerated the
territories he was ready to secure for the pope. This document, the
Donation of Pepin, would seem to have confirmed in detail and in
writing the oath he had sworn to the pope at Ponthion. Unhappily the
document has disappeared, and we can only judge of its contents by
what actually happened.
[Footnote 1: The title patrician was not exclusively borne by the
exarch, the Dux Romae, for instance, bore that title in 743.]
The adventure into Italy to which the pope had persuaded Pepin was not
universally popular with the Frankish nobles. We find Pepin attempting
to gain his end by negotiation with Aistulf, but all to no purpose,
and probably in March 755 the Franks set out with the pope at their
head to march into Italy to curb and chastise the Lombard.
The great army of Pepin crossed the Alps by the Mont Cenis, and in
what was little more than a skirmish upon the northern side of the
pass defeated the Lombard army and proceeded to invest Pavia and
ravish the country round about. Aistulf, who was rather an impetuous
than a great soldier, had soon had enough and was ready to entertain
proposals for peace. A treaty was made in which he agreed "to restore"
Ravenna and divers other cities, and to attempt nothing in the future
against Rome and the Holy See. This having been decided, the pope took
leave of Pepin, who returned to France, and went on his way to Rome.
The pope had won and had really established the Holy See as the heir
of the empire; but Aistulf was by no means done with. He forgot alike
his treaty and his promises. "Ever since the day when we parted," the
pope writes to Pepin and the young kings, his sons Charles and
Carloman, "he has striven to put upon us such afflictions and on the
Holy Church of God such insults as the tongue of man cannot
declare.... You have made peace too easily, you have taken no
sufficient security for the fulfilment of the promises you have made
to S. Peter, which you yourselves guaranteed by writing under your
hand and seal...."
But the Franks were deaf. An expedition to crush the Lombards was a
laborious and an expensive business, and Pepin had much to occupy him
at home.
In January 756, however, Aistulf, mad from the start, laid siege to
Rome, and for three months laid waste the farms of the Campagna, S.
Peter's patrimony. Narni was taken and indeed all seemed as hopeless
as ever. Then the pope took up his pen and as the successor of the
Prince of the Apostles wrote a letter as from S. Peter himself and
sent it to the three kings, Pepin, Charles, and Carloman, to the
bishops, abbots, priests and monks, the dukes, counts, armies, and
people of Francia. Gibbon thus summarises this extraordinary and
dramatic epistle: "The apostle assures his adoptive sons the king, the
clergy, and the nobles of France that dead in the flesh, he is still
alive in the spirit; that they now hear and must obey the voice of the
founder and guardian of the Roman Church; that the Virgin, the angels,
the saints, and the martyrs, and all the host of heaven unanimously
urge the request, and will confess the obligation; that riches,
victory, and paradise will crown their pious enterprise; and that
eternal damnation will be the penalty of their neglect, if they suffer
his tomb, his temple, and his people to fall into the hands of the
perfidious Lombards."
Pepin could not be deaf to such an appeal. He again crossed the Mont
Cenis, and again the Lombards were as chaff before him. On his march
to Pavia he was met by two envoys from Constantinople who had
ill-treated, detained, and outstripped the papal ambassador. They
besought Pepin to restore Ravenna and the exarchate to the empire, but
he denied them and declared roundly that "on no account whatsoever
should those cities be alienated from the power of the blessed Peter
and the jurisdiction of the Roman Church and the Apostolic See,
affirming too with an oath that for no man's favour had he given
himself once again to this conflict, but only for love of S. Peter and
for the pardon of his sins; asserting, also, that no abundance of
treasure would bribe him to take away what he had once offered for S.
Peter's acceptance."[1]
[Footnote 1: Cf. Hodgkin, _op, cit_. vii. p. 217.]
Pepin marched on; Pavia was besieged, Aistulf was beaten to the dust.
A treaty was drawn up in which the Lombard gave to "S. Peter, the Holy
Roman Church, and all the popes of the Apostolic See forever" the
Exarchate, the Pentapolis, and Comacchio. An officer was commissioned
to receive the submission of every city, and their keys and the deed
of Pepin's donation were placed upon the tomb of S. Peter in Rome. The
papal state was founded; where the empire had ruled so long there
appeared the heir of the empire, the papacy "sitting crowned upon the
grave thereof."
The cities that with their _contadi_ and dependencies thus formed the
temporal dominion of the pope were, according to the papal biographer,
twenty-three in number; Ravenna first and foremost, then Rimini,
Pesaro, Fano, Sinigaglia (but not Ancona) that had formed the old
Pentapolis. To them was added La Cattolica. The whole of the inland
Pentapolis--though Fossombrone is not mentioned--Urbino, Jesi, Cagli,
Gubbio--passed to the pope as well as the following places: Cesena and
the Mons Lucatium, Forlimpopoli, Forli, Castro, Caro, S. Leo, Arcevia,
Serra dei Conti, the Republic of S. Marino, Sarsina, and Cantiano
together with Comacchio and Narni. A few months after all this was
accomplished, in December 756, Aistulf, "that follower of the devil,"
as the pope called him, died.
Every state that is nearing dissolution is the prey of civil discord.
So it was with the Lombards. Ratchis, who had more than seven years
before become a monk, claimed the throne; so did Desiderius, "mildest
of men." Pope Stephen supported the latter on condition that Ancona,
that last city of the Pentapolis, Osimo which dominated it, and Umana,
together with Faenza, Imola, and Ferrara, were "restored" to the
papacy. Desiderius agreed and became king, but failed, as the Lombards
always failed, to keep his promise, for though he handed over Faenza,
Bagnacavallo, and Gavello, he withheld Imola, Bologna, Ancona, Osimo,
and Umana; this was in 757, the year of Stephen's death.
In the same year Pope Paul I. seems to have visited the chief city of
his new state, Ravenna, mainly perhaps on ecclesiastical business, for
the archbishop Sergius was by no means a loyal subject and had only
been brought to heel when nothing but submission was left open to him.
He had then, according to Agnellus, promised to deliver to the pope
all the "gold, silver, vessels of price, hoards of money," and so
forth stored up in Ravenna. Agnellus tells a long and incoherent tale
of the way the pope obtained this treasure and of certain plots to
murder him therefor. All that seems fairly certain is that in the
first year of his reign pope Paul I. visited Ravenna. Indeed the chief
difficulty of the papacy at this time must have been the occupation of
the state it had won so consummately. How were the popes to make good
their somewhat shadowy hold upon Ravenna, and the Pentapolis, and
those other strongholds in central Italy and Aemilia?
That they were not to hold them easily was soon evident. The empire
was plotting to win Pepin to its side, and when that failed again,
rumours of an imperial invasion reached Rome. Politically all
relations ceased between Constantinople and Rome about this time; for
though the pope in reality had long ceased to be a subject of the
emperor, when he had possessed himself of the exarchate even theory
had to give way to fact. Nor was the papacy more fortunate in its
relations with Desiderius. The pope's object was doubtless to keep the
Lombard kingdom weak, if not to destroy it. The first step to that end
was obviously to encourage the achievement of a real independence by
the duchies of Spoleto and Benevento, which, again, bordering as they
did upon the duchy of Rome, would be easier to deal with if they stood
alone. There can be little doubt that the pope fostered the sleepless
disaffection of the dukes, but when their revolt matured Desiderius
was able to crush it, laying waste the Pentapolis on his way. He was
then wise enough to visit Rome and to arrange a peace which was only
once broken during pope Paul's pontificate: in 761 when Desiderius
attacked Sinigaglia.
It was easier, however, for the pope to arrange successfully a foreign
policy than to administer his new state. No machinery existed for the
secular government by the Holy See of a country so considerable; nor
was this easy to invent. The pope was forced to fall back upon his
representative in Ravenna, namely, the archbishop. Now the archbishops
of Ravenna had always been lacking in loyalty. Ravenna and the
exarchate were governed in the name of the pope by the archbishop,
assisted by three tribunes who were elected by the people. This
government was never very successful, for at every opportunity, and
especially after the resurrection of the empire in the West, the
archbishops were eager to consider themselves as feudatories of the
empire. This was natural and it may be worth while briefly to inquire
why.
Because Ravenna had for so long, ever since the year 404, been the
seat of the empire in Italy, the bishops of that city had acquired
extraordinary privileges and even a unique position among the bishops
of the West. As early as the time of Galla Placidia, the bishop of
Ravenna had obtained from the Augusta the title and rights of
metropolitan of the fourteen cities of Aemilia and Flaminia. It is
true that the bishop continued to be confirmed and consecrated by the
pope--S. Peter Chrysologus was so confirmed and consecrated--but the
presence of the imperial court and later of the exarch encouraged in
the minds of the bishops a sense of their unique importance and a
certain spirit of independence in regard to Rome. Of course the Holy
See was not prepared to cede any of its rights; but the spirit of
disloyalty remained, and presently the bishop of Ravenna at the time
of his consecration was forced to sign a declaration of loyalty, in
which was set forth his chief duties and a definition of his rights.
After the Byzantine conquest the church of Ravenna, which the empire
regarded as a bulwark against the papal claims, received important
privileges and its importance in the ecclesiastical hierarchy was
greatly increased. Like the bishop of Rome, the bishop of Ravenna had
a special envoy at Constantinople and was represented, again like
Rome, in a special manner in the councils of the Orient. In religions
ceremonies the bishops of Ravenna took a place immediately behind the
pope, and in ecclesiastical assemblies they sat at the right hand of
the pontiff. There can be little doubt indeed of the Erastianism of
Justinian nor of his encouragement of the bishop of Ravenna.
The declaration that the bishops were forced to sign upon their
consecration by the pope by no means settled matters. In 648 this
declaration itself was in dispute as to its interpretation, for
Constans II. had conferred upon the See of Ravenna the privilege of
autonomy, and at this time the bishop did not go to Rome for
consecration. The Iconoclastic heresy of Constantinople, however,
indirectly brought about peace between the pope and his suffragan, for
Ravenna was in this whole heartedly Roman.
It was then, by means of an instrument still very uncertain, that the
papacy was forced to govern its new state, and in these circumstances,
friendly relationship with Constantinople daily becoming more
impossible, it is not surprising that we see the pope making an
attempt to come to some sort of permanent reconciliation with
Desiderius; and indeed when pope Paul died in 767 undoubtedly a peace
had been arranged.
All might have been well if pope Paul's successor had been regularly
chosen; but a layman Constantine was elected by a rabble at the
instigation of his brother Toto of Nepi. Christopher and his son
Sergius, who held two of the greatest offices in the papal chancery,
decided to call in the aid of the duke of Spoleto to attack
Constantine, Rome was entered, and in the appalling confusion the
Lombards elected a certain priest named Philip to be pope. Christopher
appeared, Philip was turned out, and Stephen III., a Sicilian, was
regularly chosen. That was in 768, and in the same year king Pepin
died and was succeeded by his two sons, Charles to whom apparently
fell Austrasia and Neustria, and Carloman who took Burgundy, Provence,
and Swabia.
The death of Pepin left the papacy without a champion. Nor was this
all, as soon appeared. Charles and Carloman began to quarrel and to
effect their reconciliation, or to avert its consequences, Bertrada,
their mother, counselled and succeeded in forcing upon them a
friendship and an alliance with the Lombards which meant the complete
abandonment of Italy upon the part of the Franks. This alliance was to
be secured by a double marriage. Charles was to marry Desiderata, the
daughter of the Lombard king, while Gisila, Bertrada's daughter, was
to marry Desiderius' heir. It is obvious that S. Peter was in peril,
nor was pope Stephen slow to denounce the whole arrangement. His
remonstrance, however, was ineffectual and there remained to him but
one thing to do: to arrange himself with the now uncurbed Lombard
king. This was exceedingly difficult, because his own election had
been achieved only by the humiliation of the Lombards. However, he
managed it at the price of civil war. Desiderius and his army entered
Rome at the behest of the pope, who celebrated Mass before the king in
S. Peter's. The Franks were checkmated.
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